030174 KU International Banking and Financial Law (2023S)
Cross-border Financial Transactions and Global Financial Regulation
Prüfungsimmanente Lehrveranstaltung
Labels
An/Abmeldung
Hinweis: Ihr Anmeldezeitpunkt innerhalb der Frist hat keine Auswirkungen auf die Platzvergabe (kein "first come, first served").
- Anmeldung von Di 07.02.2023 00:01 bis Di 21.02.2023 23:59
- Abmeldung bis Di 14.03.2023 23:59
Details
max. 40 Teilnehmer*innen
Sprache: Englisch
Lehrende
Termine (iCal) - nächster Termin ist mit N markiert
Dienstag
14.03.
14:00 - 16:00
Seminarraum SEM52 Schottenbastei 10-16, Juridicum 5.OG
Dienstag
21.03.
14:00 - 16:00
Seminarraum SEM52 Schottenbastei 10-16, Juridicum 5.OG
Dienstag
28.03.
14:00 - 16:00
Seminarraum SEM52 Schottenbastei 10-16, Juridicum 5.OG
Dienstag
18.04.
14:00 - 16:00
Seminarraum SEM52 Schottenbastei 10-16, Juridicum 5.OG
Dienstag
25.04.
14:00 - 16:00
Seminarraum SEM52 Schottenbastei 10-16, Juridicum 5.OG
Dienstag
02.05.
14:00 - 16:00
Seminarraum SEM52 Schottenbastei 10-16, Juridicum 5.OG
Dienstag
09.05.
14:00 - 16:00
Seminarraum SEM52 Schottenbastei 10-16, Juridicum 5.OG
Dienstag
16.05.
14:00 - 16:00
Seminarraum SEM52 Schottenbastei 10-16, Juridicum 5.OG
Dienstag
23.05.
14:00 - 16:00
Seminarraum SEM52 Schottenbastei 10-16, Juridicum 5.OG
Dienstag
06.06.
14:00 - 16:00
Hörsaal U13 Schottenbastei 10-16, Juridicum, KG1
Dienstag
13.06.
14:00 - 16:00
Hörsaal U13 Schottenbastei 10-16, Juridicum, KG1
Dienstag
20.06.
14:00 - 16:00
Seminarraum SEM43 Schottenbastei 10-16, Juridicum, 4.OG
Information
Ziele, Inhalte und Methode der Lehrveranstaltung
Art der Leistungskontrolle und erlaubte Hilfsmittel
Students will be assessed on the basis of a written exam and on the basis of their participation during the class, weighted 70% for the written exam and 30% for oral participation. In the written exam, unmodified legal texts will be permitted.
Mindestanforderungen und Beurteilungsmaßstab
The successful candidate must demonstrate a familiarity with the practice and regulation of global finance. The exam will consist of a series of questions that have to be answered in essay format.
Prüfungsstoff
The grades will be based on the comprehensiveness, soundness and accuracy of the student’s answers.
Only topics discussed in the class will be examined.
Only topics discussed in the class will be examined.
Literatur
For reading:
Armour, Awrey, Davies, Enriques, Gordon, Mayer and Payne, Principles of Financial Regulation, OUP 2016.
Avgouleas, Governance of Global Financial Markets: The Law, the Economics, the Politics, Cambridge University Press 2012.
Berger, Molyneux and Wilson, The Oxford Handbook of Banking, 3rd ed., OUP 2019.
Blair, Walker and Willey, Financial Markets and Exchanges Law, 3rd ed., OUP 2021.
Dalhuisen, Transnational Comparative, Commercial, Financial and Trade Law Volume 3: Financial Products, Financial Services and Financial Regulation, 7th ed., Hart 2019.
Davies and Green, Global Financial Regulation: the Essential Guide, 2nd ed., Polity 2008.
Faber and Vermunt, (eds.) Bank Failure: Lessons from Lehman Brothers, OUP 2017.
Ferran et al., The Regulatory Aftermath of the Global Financial Crisis, Cambridge University Press 2012.
Goode, Kronke and McKendrick, Transnational Commercial Law: Text, Cases and Materials, 2nd ed., OUP 2015.
Haynes, Financial Services Law Guide, 5th ed., Bloomsbury 2021.
Hudson, The Law of Finance, 2nd ed., Sweet and Maxwell 2013.
McKnight, Paterson, & Zakrzewski, Law of International Finance, 2nd ed., OUP, 2017.
Moloney, Ferran, and Payne (eds.), The Oxford Handbook of Financial Regulation, OUP 2015.
Scott and Gelpern, International Finance Transactions, Policy, and Regulation, 24th ed., Foundation Press 2022.
Veil (ed.), European Capital Markets Law, 33d ed., Hart 2022.
Walker and Purves (eds.), Financial Services Law, 4th ed., OUP 2018.
Wymeersch, Hopt and Ferrarini (eds.) Financial Regulation and Supervision, OUP 2012.For latest developments:
Securities law professors blog http://lawprofessors.typepad.com/securities/
Oxford Business Law blog https://www.law.ox.ac.uk/business-law-blog
Harvard Corporate Governance blog https://corpgov.law.harvard.edu/For understanding financial terms:
Investopedia http://www.investopedia.com/dictionary/
Armour, Awrey, Davies, Enriques, Gordon, Mayer and Payne, Principles of Financial Regulation, OUP 2016.
Avgouleas, Governance of Global Financial Markets: The Law, the Economics, the Politics, Cambridge University Press 2012.
Berger, Molyneux and Wilson, The Oxford Handbook of Banking, 3rd ed., OUP 2019.
Blair, Walker and Willey, Financial Markets and Exchanges Law, 3rd ed., OUP 2021.
Dalhuisen, Transnational Comparative, Commercial, Financial and Trade Law Volume 3: Financial Products, Financial Services and Financial Regulation, 7th ed., Hart 2019.
Davies and Green, Global Financial Regulation: the Essential Guide, 2nd ed., Polity 2008.
Faber and Vermunt, (eds.) Bank Failure: Lessons from Lehman Brothers, OUP 2017.
Ferran et al., The Regulatory Aftermath of the Global Financial Crisis, Cambridge University Press 2012.
Goode, Kronke and McKendrick, Transnational Commercial Law: Text, Cases and Materials, 2nd ed., OUP 2015.
Haynes, Financial Services Law Guide, 5th ed., Bloomsbury 2021.
Hudson, The Law of Finance, 2nd ed., Sweet and Maxwell 2013.
McKnight, Paterson, & Zakrzewski, Law of International Finance, 2nd ed., OUP, 2017.
Moloney, Ferran, and Payne (eds.), The Oxford Handbook of Financial Regulation, OUP 2015.
Scott and Gelpern, International Finance Transactions, Policy, and Regulation, 24th ed., Foundation Press 2022.
Veil (ed.), European Capital Markets Law, 33d ed., Hart 2022.
Walker and Purves (eds.), Financial Services Law, 4th ed., OUP 2018.
Wymeersch, Hopt and Ferrarini (eds.) Financial Regulation and Supervision, OUP 2012.For latest developments:
Securities law professors blog http://lawprofessors.typepad.com/securities/
Oxford Business Law blog https://www.law.ox.ac.uk/business-law-blog
Harvard Corporate Governance blog https://corpgov.law.harvard.edu/For understanding financial terms:
Investopedia http://www.investopedia.com/dictionary/
Zuordnung im Vorlesungsverzeichnis
Letzte Änderung: Fr 03.03.2023 14:07
We will study typical financial transactions, such as asset securitizations, credit default swaps or repurchase agreements (repos), as well as new financial products, such as cryptocurrencies, in order to understand their functions, economic importance and legal problems. We will then discuss the regulatory reactions to these phenomena. We will also look at the difficulties caused by multiple, overlapping rules originating from different legislators and regulators.
All classes will be held in English. Students will be assigned a reading before each class. This could be an article or a court decision. Students will receive a manuscript to review the class and prepare for the exam.