Universität Wien

030209 KU Banking and Capital markets law (2023W)

3.00 ECTS (2.00 SWS), SPL 3 - Rechtswissenschaften
Continuous assessment of course work
Moodle

Registration/Deregistration

Note: The time of your registration within the registration period has no effect on the allocation of places (no first come, first served).

Details

max. 40 participants
Language: German

Lecturers

Classes (iCal) - next class is marked with N

Tuesday 10.10. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 17.10. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 24.10. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 31.10. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Monday 06.11. 14:00 - 16:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 14.11. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 21.11. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 28.11. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 05.12. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 12.12. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 09.01. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 16.01. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG
Tuesday 23.01. 10:00 - 12:00 Seminarraum SEM64 Schottenbastei 10-16, Juridicum 6.OG

Information

Aims, contents and method of the course

Ziel dieser Lehrveranstaltung ist es, die Studierenden mit den rechtlichen und wirtschaftlichen Problemen des österreichischen und europäischen Bank- und Kapitalmarktrechts und deren Auswirkungen auf die Stabilität der globalen Finanzmärkte vertraut zu machen.

Bank- und Kapitalmarktrecht verstehen kann nur, wer die ökonomischen Hintergründe kennt. Auf diesen aufbauend soll die Lehrveranstaltung den Studierenden die Struktur und die grundlegenden Ziele des Bank- und Kapitalmarktrechts vermitteln. Dabei sollen praktische Anwendungsfälle und aktuelle Entwicklungen nicht zu kurz kommen. Fragen, die behandelt werden, sind zB

- Wie funktionieren alternative Zahlungsdienstleister wie zB PayPal?
- Welche Rolle spielen Kryptowerte am Finanzmarkt?
- Was sind Derivate?
- Welche Funktionen erfüllen CoCo-Bonds?
- Welche Ansprüche haben Anleger am Kapitalmarkt? Haftet die Finanzaufsicht für Fehler?

Assessment and permitted materials

Students will be assessed on the basis of a written exam and on the basis of their participation during the class, weighted 70% for the written exam and 30% for oral participation. In the written exam, unmodified legal texts will be permitted.

Minimum requirements and assessment criteria

The successful candidate must be able to find the appropriate provision of a certain legal system that best corresponds to a certain factual situation. They must also be able to compare and contrast legal provisions of different legal systems. Only topics discussed in the class will be examined.

Assessment standard:
The grades will be based on the comprehensiveness, soundness and accuracy of the student’s answers. The quality of the English language will not affect the grade except where a lack of language skills leads to incomprehensible answers.

Examination topics

Only topics discussed in the class will be examined.

Reading list

- Apathy, Iro and Koziol, Österreichisches Bankvertragsrecht, vol. 1–9, Verlag Österreich.
- Armour, Awrey, Davies, Enriques, Gordon, Mayer and Payne, Principles of Financial Regulation, OUP 2016.
- Avgouleas, Governance of Global Financial Markets: The Law, the Economics, the Politics, Cambridge University Press 2012.
- Berger, Molyneux and Wilson, The Oxford Handbook of Banking, 3rd ed., OUP 2019.
- Blair, Walker and Willey, Financial Markets and Exchanges Law, 3rd ed., OUP 2021.
- Dalhuisen, Transnational Comparative, Commercial, Financial and Trade Law Volume 3: Financial Products, Financial Services and Financial Regulation, 7th ed., Hart 2019.
- Bollenberger and Oppitz, Bankvertragsrecht, vol. 1, 3rd ed., Verlag Österreich 2019.
- Davies and Green, Global Financial Regulation: the Essential Guide, 2nd ed., Polity 2008.
- Faber and Vermunt, (eds.) Bank Failure: Lessons from Lehman Brothers, OUP 2017.
- Ferran et al., The Regulatory Aftermath of the Global Financial Crisis, Cambridge University Press 2012.
- Goode, Kronke and McKendrick, Transnational Commercial Law: Text, Cases and Materials, 2nd ed., OUP 2015.
- Haynes, Financial Services Law Guide, 5th ed., Bloomsbury 2021.
- Hudson, The Law of Finance, 2nd ed., Sweet and Maxwell 2013.
- Kalss, Oppitz and Zollner, Kapitalmarktrecht, 2nd ed., Linde 2015.
- McKnight, Paterson, & Zakrzewski, Law of International Finance, 2nd ed., OUP, 2017.
- Moloney, Ferran, and Payne (eds.), The Oxford Handbook of Financial Regulation, OUP 2015.
- Scott and Gelpern, International Finance Transactions, Policy, and Regulation, 24th ed., Foundation Press 2022.
- Veil (ed.), European Capital Markets Law, 33d ed., Hart 2022.
- Walker and Purves (eds.), Financial Services Law, 4th ed., OUP 2018.
- Wymeersch, Hopt and Ferrarini (eds.) Financial Regulation and Supervision, OUP 2012.

Association in the course directory

Last modified: Fr 03.11.2023 09:26